• If you are concerned about stock broker fraud, unfortunately, you are not alone. Each year, countless unsuspecting investors lose their entire life’s savings because they have put their trust in the wrong broker or investment advisor. While there are steps investors can take to help minimize their risk of investment fraud, too often, investors are left with little choice but to seek to recover their investment losses. In order to recover fraudulent investment losses, individual investors must file claims against their brokers in Financial Industry Regulatory Authority (FINRA) arbitration. If you believe that you may be a victim of stock broker fraud, these are your next steps for seeking to reestablish your investment portfolio: Find Out if Your Broker or Brokerage Firm is Registered Your broker and your brokerage firm should both be registered with FINRA. To find out if they are registered, you can conduct a search using FINRA...
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